Compliance Managers
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
27 alternate job titles:
Accreditation Lieutenant
Accreditation Manager
Anti Money Laundering Compliance Manager (AML Compliance Manager)
Audit Manager
Compliance Audit Manager
Compliance Coordinator
Compliance Director
Compliance Manager
Compliance Operations Manager
Compliance Professional
Compliance Program Manager
Corporate Compliance Director
Environmental Health and Safety Director
Environmental Health and Safety Manager
Environmental Manager
Environmental Program Manager
Ethics Manager
Governance Compliance and Risk Manager (GCR Manager)
Health Information Management Privacy and Security Officer
Health, Safety, and Environmental Manager (HSE Manager)
Licensing Manager
Privacy Compliance Manager
Privacy Officer
Regulatory Compliance Director
Regulatory Compliance Manager
Risk Manager
Trade Compliance Manager
Salary Information
Compliance Managers: $136,550 (median) per year.
Starting salary (10th percentile).
Required expreience: Varies by Company
Data source: U.S. Bureau of Labor Statistics
Daily Tasks & Responsibilities
| Task Description | Category |
|---|---|
| Develop computer or information systems. | Development |
| Develop operating strategies, plans, or procedures. | Development |
| Develop organizational policies or programs. | Development |
| Stay informed about current developments in field of specialization. | Development |
| Maintain knowledge of current developments in area of expertise. | Development |
| Develop emergency response plans or procedures. | Development |
| Liaise between departments or other groups to improve function or communication. | General |
| Confer with organizational members to accomplish work activities. | General |
| Advise others on business or operational matters. | General |
| Examine marketing materials to ensure compliance with policies or regulations. | General |
| Conduct employee training programs. | General |
| Prepare reports related to compliance matters. | General |
| Identify actions needed to bring properties or facilities into compliance with regulations. | General |
| Implement organizational process or policy changes. | General |
| Conduct financial or regulatory audits. | General |
| Determine operational compliance with regulations or standards. | General |
| Advise others on legal or regulatory compliance matters. | General |
| Conduct environmental audits. | General |
| Verify accuracy of records. | General |
| Maintain regulatory or compliance documentation. | Maintenance |
| Monitor organizational compliance with regulations. | Maintenance |
| Update knowledge about emerging industry or technology trends. | Maintenance |
| Monitor organizational procedures to ensure proper functioning. | Maintenance |
| Communicate with government agencies. | Communication |
| Communicate organizational policies and procedures. | Communication |
| Collaborate on research activities with scientists or technical specialists. | Analysis |
| Evaluate green operations or programs for compliance with standards or regulations. | Analysis |
| Analyze risks to minimize losses or damages. | Analysis |
| Manage environmental sustainability projects. | Management |
| Manage control system activities in organizations. | Management |
| Coordinate reporting or editing activities. | Management |
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Technology Requirements
| Technology | Description |
|---|---|
| Microsoft Excel | Spreadsheet software |
| Microsoft Office software | Office suite software |
| Microsoft Outlook | Electronic mail software |
| Microsoft PowerPoint | Presentation software |
| Adobe Acrobat | Document management software |
| Apple Safari | Internet browser software |
| Microsoft Project | Project management software |
| Microsoft SharePoint | Document management software |
| Microsoft Visio | Process mapping and design software |
| Microsoft Windows | Operating system software |
| Microsoft Word | Word processing software |
| Mozilla Firefox | Internet browser software |
| 80-20 Software Leaders4 | Compliance software |
| ARC Logics Sword | Compliance software |
| Actimize Brokerage Compliance Solutions | Compliance software |
| Agiliance Compliance Manager | Compliance software |
| Aline GRC | Compliance software |
| Archer Compliance Management | Compliance software |
| AssurX CATSWeb | Compliance software |
| AssurX Financial Services Compliance Management System | Compliance software |
| Audit2 AdaptiveGRC | Compliance software |
| Axentis Compliance Management | Compliance software |
| BPS Compliance | Compliance software |
| BWise Compliance Management | Compliance software |
| CMO Compliance Regulatory Compliance Solution | Compliance software |
| Compliance 360 | Compliance software |
| Compliance11 Supervisory Suite | Compliance software |
| ComplianceBridge Total Compliance | Compliance software |
| ControlCase Compliance Manager | Compliance software |
| Cura Software Solutions Cura for Compliance Management | Compliance software |
| Data analysis software | Analytical or scientific software |
| Desktop publishing software | Desktop publishing software |
| DoubleCheck GRC&T Platform | Compliance software |
| Email software | Electronic mail software |
| EtQ Environmental Health and Safety Software | Compliance software |
| EtQ FDA cGxP Compliance Software for Life Sciences | Compliance software |
| FRSGlobal RegPro | Compliance software |
| Fidessa Compliance Manager | Compliance software |
| Governance, risk, and compliance GRC software | Compliance software |
| Guideline Risk Technologies RUBI | Compliance software |
| Healthcare common procedure coding system HCPCS | Medical software |
| Horwath Software Magique | Analytical or scientific software |
| Human resource information system (HRIS) | Human resources software |
| IBM Notes | Electronic mail software |
| Keane SCORE | Compliance software |
| LRN Ethics and Compliance Alliance | Compliance software |
| LexisNexis | Information retrieval or search software |
| MediRegs ComplyTrack | Compliance software |
| Methodware ERA | Compliance software |
| MetricStream Compliance Management | Compliance software |
| MetricStream Enterprise Compliance Platform | Compliance software |
| MetricStream Regulatory Reporting | Compliance software |
| Microsoft Internet Explorer | Internet browser software |
| Modulo Risk Manager | Compliance software |
| MyComplianceOffice Compliance Operations Management System | Compliance software |
| Neohapsis Certus GRC | Compliance software |
| Oracle Enterprise Governance, Risk, and Compliance Manager | Compliance software |
| Oracle Insurance Compliance Tracker | Compliance software |
| Protiviti Governance Portal | Compliance software |
| QUMAS quality management solution software | Compliance software |
| RVR Systems Compliance | Compliance software |
| Resolve Legislative Compliance Management | Compliance software |
| Scheduling software | Calendar and scheduling software |
| Spreadsheet software | Spreadsheet software |
| StataCorp Stata | Analytical or scientific software |
| Sword Achiever Compliance Portal Dashboard | Compliance software |
| Tax accounting software | Tax preparation software |
| Tax software | Accounting software |
| The Garland Group RiskKey | Compliance software |
| Thomson Reuters Paisley Enterprise GRC | Compliance software |
| Web browser software | Internet browser software |
| Word processing software | Word processing software |
| policyIQ | Compliance software |
| Microsoft Access | Data base user interface and query software |
| Database management software | Data base management system software |
| MasterControl MD | Risk management data and analysis software |
| MasterControl TotalPharma | Risk management data and analysis software |
| SAP BEx Report Designer | Data base reporting software |
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Relevant Certifications
Industry certifications that may be valuable for this career role:
| Certification | Issuing Organization | Practice Test |
|---|---|---|
| Associate, Insurance Regulatory Compliance | LOMA | Not Available |
| CUNA Credit Union HR Compliance Professional | Credit Union National Association | Not Available |
| Certified Community Bank Compliance Officer | Independent Community Bankers of America | Not Available |
| Certified Compliance & Ethics Professional - International | Society of Corporate Compliance and Ethics | Not Available |
| Certified Compliance & Ethics Professional Fellow | Society of Corporate Compliance and Ethics | Not Available |
| Certified Compliance Technician | American Association of Healthcare Administrative Management | Not Available |
| Certified Compliance and Ethics Professional | Society of Corporate Compliance and Ethics | Not Available |
| Certified Consumer Protection Examiner | Conference of State Bank Supervisors | Not Available |
| Certified Healthcare Billing and Management Executive | Healthcare Billing & Management Association | Not Available |
| Certified IRB Professional | Public Responsibility in Medicine and Research | Not Available |
| Certified Professional Compliance Officer | American Academy of Professional Coders | Not Available |
| Certified Professional IACUC Administrator | Public Responsibility in Medicine and Research | Not Available |
| Certified Professional Medical Auditor | American Academy of Professional Coders | Not Available |
| Certified Refrigeration Compliance Manager | National Registry of Environmental Professionals | Not Available |
| Certified Regulatory Compliance Manager | American Bankers Association | Not Available |
| Certified U.S. Export Compliance Officer | International Import Export Institute | Not Available |
| Certified in Health Care Compliance | Health Care Compliance Association | Not Available |
| Certified in Healthcare Privacy and Security | American Health Information Management Association | Not Available |
| Chartered Compliance Analyst | American Academy of Financial Management | Not Available |
| Credit Union Compliance Expert | Credit Union National Association | Not Available |
| Fair Housing Compliance | National Affordable Housing Management Association | Not Available |
| Healthcare Research Compliance Certification | Health Care Compliance Association | Not Available |
| Home Care Specialist - Compliance | Board of Medical Specialty Coding and Compliance | Not Available |
| Operations & Performance Management Professional | ASHRAE | Not Available |
| Principles of Ethics and Personal Leadership | National Association Of Emergency Medical Technicians | Not Available |
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